A Secure Online Service from Utah.gov

Utah.gov

Insurance Company and Agent Search

Utah Insurance Department

Details for FIRST ALLIED SECURITIES, INC.

Organization Details
Name
FIRST ALLIED SECURITIES, INC. 
Address
655 W. BROADWAY 11TH FLOOR SAN DIEGO, CA 92101 
Business Phone
(619) 702-9600 
Internet
 
Email
maxine.simms@cetera.com  
Status
Active 
Issue Date
Aug 22, 2002 
Service of Process

,
License Status Expires Number
Non-Resident Producer Org. Active Aug 31, 2022 90818
Accident and Hlth or Sickness Active Issued: Aug 09, 2018
Life Active Issued: May 16, 2002
Variable Life/Variable Annuity Active Issued: Aug 09, 2018
Accident & Health Inactive Issued: May 16, 2002
Variable Contracts Inactive Issued: May 16, 2002
Non-Resident Agency Inactive Jun 30, 2002 90818
Accident & Health Inactive Issued: Jun 01, 1998
Life Inactive Issued: Jun 01, 1998
Variable Contracts Inactive Issued: Jun 01, 1998

Please Note

Although the agency title producer has an active license, the agency is not authorized to do title insurance business at this time, because the agency is not currently affiliated with a title insurance company.

Agents City State License Number Active Date
BARENTSEN KIMBERLY ANN WALNUT CREEK CA 311836 Oct 25, 2011
BRUNETTE DANIEL E FISHERS IN 81487 Oct 24, 2012
CARR ROBERT V JR BRADENTON FL 554357 Nov 08, 2016
CUNNINGHAM GERALDINE B WESTERLY RI 247857 Apr 19, 2011
D ESPOSITO GREG STATEN ISLAND NY 534134 Nov 08, 2016
FOX KEVIN JEREMY POWAY CA 564449 Apr 28, 2016
FOX KEVIN JEREMY POWAY CA 564449 Mar 08, 2016
HOAG DEBRA ANN MIAMI BEACH FL 205764 Oct 17, 2012
MAGNOTTA ANTHONY C JR MULLICA HILLS NJ 706263 Feb 13, 2019
MERTES MITCHELL L BOISE ID 374929 Apr 06, 2011
NITHMAN KATHERINE RUTH OKLAHOMA CITY OK 129993 Sep 11, 2015
PETERSON D SCOTT SPARKS NV 536611 Sep 08, 2015
SMILEY STANLEY R YORBA LINDA CA 207635 Aug 16, 2016
SPENCER DAVID LAWRENCE STOCKTON CA 583742 Nov 04, 2016
YOON EDWARD CHONG PASADENA CA 558233 Jan 12, 2016
Company Affiliations City State Type Active Date
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA MINNEAPOLIS MN Life Jan 17, 2007
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA MINNEAPOLIS MN Variable Life/Variable Annuity Aug 09, 2018
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA MINNEAPOLIS MN Accident and Hlth or Sickness Aug 09, 2018
AMERICAN GENERAL LIFE INSURANCE COMPANY MILWAUKEE WI Variable Life/Variable Annuity Aug 09, 2018
AMERICAN GENERAL LIFE INSURANCE COMPANY MILWAUKEE WI Life Dec 11, 2012
AMERICAN NATIONAL INSURANCE COMPANY GALVESTON TX Life Jun 17, 2008
BRIGHTHOUSE LIFE INSURANCE COMPANY TEMPLE TERRACE FL Variable Life/Variable Annuity Aug 09, 2018
BRIGHTHOUSE LIFE INSURANCE COMPANY TEMPLE TERRACE FL Life Oct 10, 2014
BRIGHTHOUSE LIFE INSURANCE COMPANY TEMPLE TERRACE FL Accident and Hlth or Sickness Aug 09, 2018
EAGLE LIFE INSURANCE COMPANY WEST DES MOINES IA Life Dec 02, 2015
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY JERSEY CITY NJ Life Sep 27, 2007
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY JERSEY CITY NJ Variable Life/Variable Annuity Aug 09, 2018
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA JERSEY CITY NJ Life Aug 26, 2003
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA JERSEY CITY NJ Variable Life/Variable Annuity Aug 09, 2018
FIDELITY & GUARANTY LIFE INSURANCE COMPANY DES MOINES IA Life Jun 21, 2021
FORETHOUGHT LIFE INSURANCE COMPANY DES MOINES IA Life Jun 04, 2015
FORETHOUGHT LIFE INSURANCE COMPANY DES MOINES IA Accident and Hlth or Sickness Aug 09, 2018
FORETHOUGHT LIFE INSURANCE COMPANY DES MOINES IA Variable Life/Variable Annuity Aug 09, 2018
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY RICHMOND VA Accident and Hlth or Sickness Aug 09, 2018
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY RICHMOND VA Variable Life/Variable Annuity Aug 09, 2018
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY RICHMOND VA Life Dec 12, 2007
GENWORTH LIFE INSURANCE COMPANY RICHMOND VA Accident and Hlth or Sickness Aug 09, 2018
GENWORTH LIFE INSURANCE COMPANY RICHMOND VA Life Jan 04, 2005
INTEGRITY LIFE INSURANCE COMPANY CINCINNATI OH Variable Life/Variable Annuity Aug 09, 2018
INTEGRITY LIFE INSURANCE COMPANY CINCINNATI OH Life Aug 28, 2008
JACKSON NATIONAL LIFE INSURANCE COMPANY LANSING MI Life Aug 29, 2006
JACKSON NATIONAL LIFE INSURANCE COMPANY LANSING MI Variable Life/Variable Annuity Aug 09, 2018
JOHN HANCOCK LIFE INSURANCE COMPANY (USA) BOSTON MA Life Jan 04, 2008
JOHN HANCOCK LIFE INSURANCE COMPANY (USA) BOSTON MA Variable Life/Variable Annuity Aug 09, 2018
LINCOLN NATIONAL LIFE INSURANCE COMPANY, THE GREENSBORO NC Accident and Hlth or Sickness Aug 09, 2018
LINCOLN NATIONAL LIFE INSURANCE COMPANY, THE GREENSBORO NC Variable Life/Variable Annuity Aug 09, 2018
LINCOLN NATIONAL LIFE INSURANCE COMPANY, THE GREENSBORO NC Life Oct 30, 2002
METROPOLITAN LIFE INSURANCE COMPANY TAMPA FL Accident and Hlth or Sickness Aug 09, 2018
METROPOLITAN LIFE INSURANCE COMPANY TAMPA FL Variable Life/Variable Annuity Aug 09, 2018
METROPOLITAN LIFE INSURANCE COMPANY TAMPA FL Life Oct 31, 2006
NATIONWIDE LIFE INSURANCE COMPANY COLUMBUS OH Variable Life/Variable Annuity Aug 09, 2018
NATIONWIDE LIFE INSURANCE COMPANY COLUMBUS OH Life Aug 22, 2002
NATIONWIDE LIFE INSURANCE COMPANY COLUMBUS OH Accident and Hlth or Sickness Aug 09, 2018
NEW YORK LIFE INSURANCE & ANNUITY CORP NEW YORK NY Variable Life/Variable Annuity Aug 09, 2018
NEW YORK LIFE INSURANCE & ANNUITY CORP NEW YORK NY Life Apr 03, 2008
PACIFIC LIFE INSURANCE COMPANY NEWPORT BEACH CA Life Apr 11, 2007
PACIFIC LIFE INSURANCE COMPANY NEWPORT BEACH CA Variable Life/Variable Annuity Aug 09, 2018
PACIFIC LIFE INSURANCE COMPANY NEWPORT BEACH CA Accident and Hlth or Sickness Aug 09, 2018
PENN INSURANCE & ANNUITY COMPANY HORSHAM PA Life Jun 11, 2007
PENN INSURANCE & ANNUITY COMPANY HORSHAM PA Variable Life/Variable Annuity Aug 09, 2018
PENN INSURANCE & ANNUITY COMPANY HORSHAM PA Accident and Hlth or Sickness Aug 09, 2018
PENN MUTUAL LIFE INSURANCE COMPANY HORSHAM PA Accident and Hlth or Sickness Aug 09, 2018
PENN MUTUAL LIFE INSURANCE COMPANY HORSHAM PA Life Jun 11, 2007
PENN MUTUAL LIFE INSURANCE COMPANY HORSHAM PA Variable Life/Variable Annuity Aug 09, 2018
PRINCIPAL LIFE INSURANCE COMPANY DES MOINES IA Variable Life/Variable Annuity Aug 09, 2018
PRINCIPAL LIFE INSURANCE COMPANY DES MOINES IA Life Jul 13, 2005
PRINCIPAL LIFE INSURANCE COMPANY DES MOINES IA Accident and Hlth or Sickness Aug 09, 2018
PRUCO LIFE INSURANCE COMPANY NEWARK NJ Variable Life/Variable Annuity Aug 09, 2018
PRUCO LIFE INSURANCE COMPANY NEWARK NJ Accident and Hlth or Sickness Aug 09, 2018
PRUCO LIFE INSURANCE COMPANY NEWARK NJ Life Dec 18, 2003
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORPORATION NEWARK NJ Variable Life/Variable Annuity Aug 09, 2018
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORPORATION NEWARK NJ Life Mar 21, 2007
PRUDENTIAL INSURANCE COMPANY OF AMERICA NEWARK NJ Life Dec 18, 2003
PRUDENTIAL INSURANCE COMPANY OF AMERICA NEWARK NJ Accident and Hlth or Sickness Aug 09, 2018
PRUDENTIAL INSURANCE COMPANY OF AMERICA NEWARK NJ Variable Life/Variable Annuity Aug 09, 2018
SYMETRA LIFE INSURANCE COMPANY BELLEVUE WA Variable Life/Variable Annuity Aug 09, 2018
SYMETRA LIFE INSURANCE COMPANY BELLEVUE WA Life Apr 05, 2012
SYMETRA LIFE INSURANCE COMPANY BELLEVUE WA Accident and Hlth or Sickness Aug 09, 2018
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY WINDSOR CT Variable Life/Variable Annuity Aug 09, 2018
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY WINDSOR CT Life Dec 27, 2007
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY WINDSOR CT Accident and Hlth or Sickness Aug 09, 2018
TALCOTT RESOLUTION LIFE INSURANCE COMPANY WINDSOR CT Life Dec 27, 2007
TALCOTT RESOLUTION LIFE INSURANCE COMPANY WINDSOR CT Accident and Hlth or Sickness Aug 09, 2018
TALCOTT RESOLUTION LIFE INSURANCE COMPANY WINDSOR CT Variable Life/Variable Annuity Aug 09, 2018
TRANSAMERICA LIFE INSURANCE COMPANY CEDAR RAPIDS IA Accident and Hlth or Sickness Aug 09, 2018
TRANSAMERICA LIFE INSURANCE COMPANY CEDAR RAPIDS IA Life Jan 15, 2004
TRANSAMERICA LIFE INSURANCE COMPANY CEDAR RAPIDS IA Variable Life/Variable Annuity Aug 09, 2018
WESTERN-SOUTHERN LIFE ASSURANCE COMPANY CINCINNATI OH Variable Life/Variable Annuity Aug 09, 2018
WESTERN-SOUTHERN LIFE ASSURANCE COMPANY CINCINNATI OH Life Aug 30, 2004
WESTERN-SOUTHERN LIFE ASSURANCE COMPANY CINCINNATI OH Accident and Hlth or Sickness Aug 09, 2018
Alias Name Status
FIRST ALLIED SECURITIES INC Active